Assistant Manager, Market Conduct
Lead compliance and investigative initiatives in a reputable finance firm. Permanent contract. Emphasis on ethics, integrity, and professional development opportunities.
Overview of the Assistant Manager, Market Conduct Role
This position is a permanent opportunity with a respected financial services group. The role offers stability and a chance to build a long-term career.
The company’s culture is known for integrity and professionalism. Employees are encouraged to contribute to upholding market best practices every day.
Salaries are competitive, in line with industry standards. The job includes a range of responsibilities that make a significant business impact.
Ethics and compliance are at the forefront of this position. The role provides a sense of purpose for candidates interested in business integrity.
Moreover, there are ample opportunities for skill development and career progression, making it an attractive option for ambitious professionals.
Responsibilities and Daily Activities
The Assistant Manager, Market Conduct, leads investigative tasks to safeguard compliance and ethical standards.
This job involves examining cases of serious concern and working closely with senior leadership to resolve issues promptly.
Monitoring and analysing regulatory guidelines is a key responsibility. This allows the team to remain ahead of changing compliance landscapes.
Day-to-day activities include report generation, stakeholder communication, and ongoing audits to maintain business reputation.
Team collaboration is frequent, with contributions to cross-functional projects and support across different business units.
Advantages of the Role
The company’s positive, ethical culture allows professionals to focus on meaningful compliance initiatives every day.
Direct exposure to leadership enhances your skill set and network, giving you a significant career boost.
Potenciální nevýhody
The work can involve pressure, especially when immediate regulatory attention is required or fast investigation turnarounds are expected.
Sometimes, the scope expands, meaning you might handle complex matters outside your core expertise, which could be challenging for some candidates.
Final Verdict: Is This Role Right for You?
If you are a compliance professional seeking purposeful work in finance, this position provides long-term growth and learning opportunities.
The role is well-suited for candidates with a commitment to ethical standards and proactive investigation skills, despite occasional high-pressure situations.